Types of Jobs - Compliance / Financial Security
Job title
Senior Manager, AML Compliance M/F
Contract type
Permanent Contract
04/01/2027
No
Job summary
Outline of the Position:
Assist Head of AML Compliance in delivering AML compliance functions of the Hong Kong Branch
This role will focus on Periodic Account Review and Trigger Event Review but may also cover other AML related tasks as assigned by Head of AML Compliance
Key Responsibilities:
Support Head of AML Compliance in the day-to-day handling of matters fallen under AML monitoring & review
Perform Periodic Account Review on existing clients
Perform Trigger Event Review on existing clients
Perform Transaction Monitoring on client accounts
Perform review of PEP and adverse news screening
Assist in preparing AML committee agenda
Develop, maintain, review and enhance AML & compliance related policies and procedures as well as proper control to ensure that the Bank's activities are in compliance with regulatory and internal requirements
Participate in the Bank's ad-hoc compliance projects and provide compliance support;
Handle staff enquiries on internal policies and procedures as well as other AML related matters
Prepare training materials or provide training support
Geographical area
Asia, Hong Kong
City
29th Floor,



Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong
Bachelor Degree / BSc Degree or equivalent
University degree
Level of minimal experience
6-10 years
Experience
University degree with at least 7 years' compliance experience
Prior working experience in KYC, AML and other regulatory aspects in private banking
Required skills
Positive and self-motivated
Good communication and interpersonal skills
Languages
Good command of spoken and written English and Chinese
Entity
About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore.
From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the general network of Indosuez Wealth Management and the Credit Agricole group.
By working every day in the interest of society, we are a group committed to diversity and inclusion.
All our positions are open to people with disabilities.
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📌 Senior Manager, Aml Compliance M/F (Lima)
🏢 Indosuez Wealth Management
📍 Lima