Responsibilities:
- Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
- Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
- Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks.
- Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
- Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures.
- Preparing, editing and maintaining Compliance program related materials.
- Interacting and working with other areas within Citi, as necessary.
- Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
- Additional duties as assigned.
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.
Qualifications:
- knowledge of Compliance laws, rules, regulations, risks and typologies
- Excellent written and verbal communication skills
- Must be a self-starter, adaptable, innovative and adaptive
- Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
- Work collaboratively with regional and integral partners in other functional units; ability to navigate a complex organization
- Excellent project management and organizational skills and capability to handle multiple projects at one time
- Knowledge in area of focus
Education:
- Bachelor’s degree; experience in compliance, legal or other control-related function in the financia
📌 Compl Risk Mgmt Sr Analyst (Lima)
🏢 Citi
📍 Lima