Reporting to the Associate Director – AML Services in Cayman, the successful candidate will support the delivery of AML Officer services to a diverse portfolio of investment fund clients, including AMLCO reporting and Fund Administrator testing. The role requires a strong understanding of the Cayman Islands AML/CFT/CFP framework and applicable regulatory obligations, together with the ability to work collaboratively within a client-focused team while delivering a consistently high standard of service.
Key Responsibilities
- Prepare and issue services proposals, including fee quotes for prospective AML Services clients;
- Coordinate the preparation, execution and maintenance of AML Services Agreements and related engagement documentation;
- Ensure that AML Services matters are accurately set up, maintained and updated within Viewpoint and other internal systems;
- Manage REEFS submissions and updates relating to AMLCO, MLRO and DMLRO appointments through CIMA's portal;
- Assist with the preparation and distribution of periodic AML Compliance Officer reports to fund governing bodies, regarding the status of the funds' AML/CFT/CFP programs and controls;
- Coordinate and assist with the completion of periodic Fund Administrator reviews, including the sample testing of investor CDD/KYC documentation and follow-up on identified findings;
- Monitor outstanding action items arising from AML reviews, testing exercises and Governing Body meetings, ensuring timely follow up and resolution with fund administrators and other service providers;
- Manage the billing process for AML Services engagements, including invoicing, monitoring receivables, implementing proactive collection processes and follow up on outstanding balances;
- Work closely with the internal finance team and other stakeholders to review and resolve billing issues;
- Assist with the maintenance of procedures relating to the identification, escalation and reporting of suspicious activity;
- Assist with the devel
📌 Senior AML Administrator (Puno)
🏢 Ogier
📍 Puno