Types of Jobs - Compliance / Financial Security
Job title
Associate Director, Compliance M/F
Contract type
Permanent Contract
Job summary
What is the opportunity?
CACEIS Malaysia has been a cornerstone of asset servicing since 2008, evolving into a trusted hub of operational excellence within the integral CACEIS network. Based in IOI City, Putrajaya, the company employs over 1,200 professionals providing a broad spectrum of services to institutional clients across Europe. The role involves periodic reviews and monitoring activities in line with regulatory requirements of home jurisdictions, providing independent assurance, views, and reports.
Region: APAC
Working Hours: 9:00AM – 6:00PM
What will you do?
- Manage a compliance manager and support activities, acting as guide, task planning, performance review, and employee process management.
- Provide constructive advisory to line management and executives on regulatory, statutory, and corporate requirements, facilitating design and implementation of in‑house rules, systems, and procedures.
- Monitor statutory and regulatory developments, assess impacts, and identify procedural control requirements for Executive and Line Management.
- Develop, implement, and enforce a compliance framework, preparing and maintaining policies, procedures, manuals, and guidelines ensuring timely compliance.
- Provide compliance training to staff and management including induction, annual training and Group systemic training (Code of Conduct, AML, data privacy).
Supplementary Information
- Prepare progress reports to Group Compliance, Board of Directors, and Management Operations Committee.
- Act as liaison with regulators, law enforcement, and other authorities.
- Lead due diligence program for service providers under the Malaysian office.
- Review non‑compliance risk incidents and privacy incidents, following up action plans.
- Analyze and process cash and securities filtering alerts escalated by the first line of defense.
Wha
📌 Associate Director, Compliance M/F (Asia)
🏢 CACEIS
📍 Asia